SEC Form 4 · accession 0001493225-18-000051
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Lefkowitz
Officer — EVP
Period of report
Jun 4, 2018
Accepted (ET)
Jun 5, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commom Stock | Jun 4, 2018 | S | 1,000 | $16.60 | D | 29,433 | D | |
| Commom StockF1 | holding | — | — | — | 14,856 | I | By 401(k) | |
| Commom StockF1 | holding | — | — | — | 17,912 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.085 | holding | — | — | — | Jan 30, 2010 | Jan 30, 2019 | Commom Stock | 11,856 | 11,856 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Commom Stock | 18,000 | 18,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Commom Stock | 10,000 | 10,000 | D |
| Stock Options | $18.44 | holding | — | — | — | Nov 16, 2017 | Nov 16, 2026 | Commom Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.