SEC Form 4 · accession 0001493225-18-000045
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Louis Ryan
Director
Period of report
May 23, 2018
Accepted (ET)
May 24, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commom Stock | May 23, 2018 | J | 48,259 | $16.41 | D | 0 | I | By Trust 4 |
| Commom Stock | holding | — | — | — | 42,764 | D | ||
| Commom Stock | holding | — | — | — | 135,000 | I | By Trust 1 | |
| Commom Stock | holding | — | — | — | 10,000 | I | By Limited Liability Company | |
| Commom Stock | holding | — | — | — | 7,000 | I | By Spouse | |
| Commom Stock | holding | — | — | — | 40,000 | I | By IRA 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $16.74 | holding | — | — | — | May 27, 2018 | Aug 1, 2027 | Commom Stock | 15,744 | 15,744 | D |
| Stock Options | $16.74 | holding | — | — | — | Jun 11, 2018 | Aug 1, 2027 | Commom Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Reflects distribution of shares from a trust.