SEC Form 4 · accession 0001493225-17-000065
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tara L French
Officer — EVP/Chief Admin. Officer
Period of report
Sep 19, 2017
Accepted (ET)
Sep 21, 2017 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commom StockF1 | Sep 19, 2017 | A | 5,000 | $16.17 | A | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $16.17 | Sep 19, 2017 | A | 12,500 | A | Sep 19, 2018 | Sep 19, 2027 | Commom Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1Represents shares of restricted stock that vest at a rate of 50% per year commencing September 19, 2018.
- F2Represents stock options that vest at a rate of 50% per year commencing on September 19, 2018.