SEC Form 4 · accession 0001493225-17-000055
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Louis Ryan
Director
Period of report
Aug 1, 2017
Accepted (ET)
Aug 2, 2017 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commom StockF1 | Aug 1, 2017 | A | 19,500 | $16.94 | A | 43,364 | D | |
| Commom Stock | Aug 1, 2017 | J | 27,608 | $0.00 | D | 0 | I | By Trust 2 |
| Commom Stock | Aug 1, 2017 | J | 7,608 | $0.00 | A | 48,259 | I | By Trust 4 |
| Commom Stock | holding | — | — | — | 135,000 | I | By Trust 1 | |
| Commom Stock | holding | — | — | — | 48,259 | I | By Trust 4 | |
| Commom Stock | holding | — | — | — | 7,000 | I | By Spouse | |
| Commom Stock | holding | — | — | — | 40,000 | I | By IRA 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $16.94 | Aug 1, 2017 | A | 15,744 | A | May 27, 2018 | Aug 1, 2027 | Commom Stock | 15,744 | 15,744 | D |
| Stock OptionsF5 | $16.94 | Aug 1, 2017 | A | 30,000 | A | Jun 11, 2018 | Aug 1, 2027 | Commom Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Represents shares of restricted stock that vest at a rate of 2,500 shares per year on May 27, 2018, May 27, 2019, and May 27, 2020; and vest at a rate of 6,000 shares per year on June 11, 2018, and June 11, 2019.
- F2Trust 2 expired, pursuant to its terms, and the holdings were distributed with 7,608 shares transferred to Trust 4 and 20,000 shares transferred to a non-reportable party.
- F3Trust 2 expired, pursuant to its terms, with 7,608 shares transferred to Trust 4.
- F4Represents options that vest at a rate of 6,400 shares on May 27, 2018, and May 27, 2019, and 2,944 shares that vest on May 27, 2020.
- F5Represents options that vest at a rate of 15,000 options on June 11, 2018, and 15,000 options on June 11, 2019.