SEC Form 4 · accession 0001493225-17-000042
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick E Scura Jr.
Director
Period of report
Jun 8, 2017
Accepted (ET)
Jun 9, 2017 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2017 | M | 4,220 | $7.09 | A | 70,263 | D | |
| Common Stock | Jun 8, 2017 | F | 1,737 | $17.22 | D | 68,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $7.09 | Jun 8, 2017 | M | 4,220 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 4,220 | 93,000 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 75,000 | 75,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 32,000 | 32,000 | D |