SEC Form 4 · accession 0001493225-16-000214
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Klein
Officer — President & COO · Director
Period of report
Dec 19, 2016
Accepted (ET)
Dec 20, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2016 | M | 56,452 | $7.085 | A | 346,580 | D | |
| Common Stock | Dec 19, 2016 | F | 20,180 | $19.82 | D | 326,400 | D | |
| Common StockF1 | holding | — | — | — | 51,843 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 27,359 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.085 | Dec 19, 2016 | M | 56,452 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 56,452 | 217,730 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 278,000 | 278,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 135,000 | 135,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.