SEC Form 4 · accession 0001493225-16-000209
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael J Widmer
Officer — EVP
Period of report
Dec 15, 2016
Accepted (ET)
Dec 19, 2016 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2016 | S | 15,227 | $20.28 | D | 210,154 | D | |
| Common StockF1 | Dec 16, 2016 | S | 16,982 | $20.25 | D | 193,172 | D | |
| Common Stock | holding | — | — | — | 26,616 | I | By ESOP | |
| Common Stock | holding | — | — | — | 5,896 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 170,000 | 170,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1The Form 4 as originally filed incorrectly reported the transaction as a sale by the reporting person. The Form 4, as amended by this Form 4/A, correctly reports the transaction as a sale by the reporting person's spouse.