SEC Form 4 · accession 0001493225-16-000168
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth J Doherty
Officer — EVP & Chief Lending Officer
Period of report
May 27, 2016
Accepted (ET)
Jun 1, 2016 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2016 | F | 2,980 | $15.59 | D | 203,955 | D | |
| Comon StockF1 | holding | — | — | — | 58,396 | I | By 401(k) | |
| Common StockF1 | holding | — | — | — | 27,359 | I | By ESOP | |
| Common Stock | holding | — | — | — | 3,343 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.09 | holding | — | — | — | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 269,356 | 269,356 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 207,000 | 207,000 | D |
| Stock Options | $14.67 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.