SEC Form 4 · accession 0001493225-16-000143
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Widmer
Officer — EVP
Period of report
Mar 4, 2016
Accepted (ET)
Mar 7, 2016 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2016 | M | 221,307 | $7.09 | A | 384,142 | D | |
| Common StockF1 | Mar 4, 2016 | F | 152,055 | $16.23 | D | 232,087 | D | |
| Common Stock | holding | — | — | — | 5,896 | I | By IRA | |
| Common Stock | holding | — | — | — | 23,658 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $7.09 | Mar 4, 2016 | M | 221,307 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 221,307 | 0 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 50,000 | 50,000 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 170,000 | 170,000 | D |
Explanation of responses
- F1The Form 4 as originally filed incorrectly reported the transaction as a sale by the reporting person. The Form 4, as amended by this Form 4/A, correctly reports the transaction as a sale by the reporting person's spouse.