SEC Form 4 · accession 0001493225-15-000062

Northfield Bancorp, Inc. · NFBK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chairman & CEO · Director

Period of report

Jun 11, 2015

Accepted (ET)

Jun 12, 2015 · 11:39 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001493225

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 11, 2015	F	15,152	$14.65	D	459,021	D
Common Stock	holding	—	—		—	56,915	I	By Spouse's IRA
Common Stock	holding	—	—		—	40,035	I	By IRA
Common Stock	holding	—	—		—	1,858	I	BY Spouse's IRA 2
Common Stock	holding	—	—		—	16,764	I	By Spouse's IRA 4
Common Stock	holding	—	—		—	6,453	I	By Spouse's IRA 3
Common Stock	holding	—	—		—	8,787	I	By Spouse as Custodian for Child 1
Common Stock	holding	—	—		—	8,787	I	By Spouse as Custodian for Child 2
Common Stock^F1	holding	—	—		—	24,389	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options	$14.76	holding	—	—	—	May 27, 2016	May 27, 2025	Common Stock	225,000	225,000	D
Stock Options	$13.13	holding	—	—	—	Jun 11, 2015	Jun 11, 2024	Common Stock	400,000	400,000	D
Stock Options	$7.09	holding	—	—	—	Jan 30, 2010	Jan 30, 2019	Common Stock	590,971	590,971	D

F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.