SEC Form 4 · accession 0001493225-15-000054
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Klein
Officer — President & COO · Director
Period of report
May 27, 2015
Accepted (ET)
Jun 1, 2015 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2015 | A | 70,000 | $14.76 | A | 292,405 | D | |
| Common StockF2 | holding | — | — | — | 46,877 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 24,389 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $14.76 | May 27, 2015 | A | 135,000 | A | May 27, 2016 | May 27, 2025 | Common Stock | 135,000 | 135,000 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 278,000 | 278,000 | D |
| Stock Options | $7.09 | holding | — | — | — | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 288,295 | 288,295 | D |
Explanation of responses
- F1Represents shares of restricted stock that vest at a rate of 20% per year commencing on May 27, 2016.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Represents stock options that vest at a rate of 20% per year commencing on May 27, 2016.