SEC Form 4 · accession 0001493225-15-000050
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank P. Patafio
Director
Period of report
May 27, 2015
Accepted (ET)
Jun 1, 2015 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2015 | A | 12,500 | $14.76 | A | 209,650 | D | |
| Common Stock | holding | — | — | — | 48,774 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $14.76 | May 27, 2015 | A | 32,000 | A | May 27, 2016 | May 27, 2025 | Common Stock | 32,000 | 32,000 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Represents shares of restricted stock that vest at a rate of 20% per year commencing on May 27, 2016.
- F2Represents stock options that vest at a rate of 20% per year commencing on May 27, 2016.