SEC Form 4 · accession 0001493225-15-000039
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John Wade Alexander
Officer — Chairman & CEO · Director
Period of report
May 27, 2015
Accepted (ET)
Jun 1, 2015 · 1:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2015 | A | 100,000 | $14.76 | A | 474,173 | D | |
| Common Stock | holding | — | — | — | 56,915 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 40,035 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,858 | I | By Spouse's IRA 2 | |
| Common Stock | holding | — | — | — | 16,764 | I | By Spouse's IRA 4 | |
| Common Stock | holding | — | — | — | 6,453 | I | By Spouse's IRA 3 | |
| Commom Stock | holding | — | — | — | 8,787 | I | By Spouse as Custodian for Child 1 | |
| Common Stock | holding | — | — | — | 8,787 | I | By Spouse as Custodian for Child 2 | |
| Common Stock | holding | — | — | — | 21,528 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 225,000 | 225,000 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 400,000 | 400,000 | D |
| Stock Options | $7.09 | holding | — | — | — | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 590,971 | 590,971 | D |
Explanation of responses
- F1Represents shares of restricted stock that vest at a rate of 20% per year commencing on May 27, 2016.
- F2Represents stock options that vest at a rate of 20% per year commencing on May 27, 2016.