SEC Form 4 · accession 0001493225-15-000021
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Wade Alexander
Officer — Chairman & CEO · Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 8:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | S | 15,000 | $14.7852 | D | 374,173 | D | |
| Common Stock | holding | — | — | — | 56,915 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 1,858 | I | By Spouse's IRA 2 | |
| Common Stock | holding | — | — | — | 6,453 | I | By Spouse's IRA 3 | |
| Common Stock | holding | — | — | — | 16,764 | I | By Spouse's IRA 4 | |
| Common Stock | holding | — | — | — | 40,035 | I | By IRA | |
| Common Stock | holding | — | — | — | 8,787 | I | By Spouse as Custodian for Child 1 | |
| Common Stock | holding | — | — | — | 8,787 | I | By Spouse as Custodian for Child 2 | |
| Common Stock | holding | — | — | — | 21,528 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 400,000 | 400,000 | D |
| Stock Options | $7.09 | holding | — | — | — | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 590,971 | 590,971 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.76 to $14.80, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.