SEC Form 4/A · accession 0001493225-15-000003
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patrick E Scura Jr.
Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 2, 2015 · 8:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2015 | G | 1,000 | $0.00 | D | 80,346 | D | |
| Common StockF1 | Jan 30, 2015 | G | 500 | $0.00 | D | 79,846 | D | |
| Common StockF1 | Jan 30, 2015 | G | 500 | $0.00 | D | 79,346 | D | |
| Common StockF1 | Jan 30, 2015 | G | 500 | $0.00 | D | 78,846 | D | |
| Common StockF1 | Jan 30, 2015 | G | 500 | $0.00 | D | 78,346 | D | |
| Common StockF1 | Jan 30, 2015 | G | 500 | $0.00 | D | 77,846 | D | |
| Common StockF1 | Jan 30, 2015 | G | 500 | $0.00 | D | 77,346 | D | |
| Common StockF1 | Jan 30, 2015 | G | 500 | $0.00 | D | 76,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 75,000 | 75,000 | D |
| Stock Options | $7.09 | holding | — | — | — | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 97,220 | 97,220 | D |
Explanation of responses
- F1Amendment reflects 30,000 shares previously reported on a Form 4 filed June 13, 2014, and inadvertently omitted from a Form 4 filed January 30, 2015.