SEC Form 4 · accession 0000014930-18-000138
BRUNSWICK CORP · BC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Pfeifer
Officer — PRES MERCURY MARINE
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 4:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | M | 12,000 | $11.08 | A | 63,202 | D | |
| Common Stock | Sep 28, 2018 | F | 4,570 | $67.02 | D | 58,632 | D | |
| Common Stock | Sep 28, 2018 | D | 1,984 | $67.02 | D | 56,648 | D | |
| Common StockF2 | Oct 1, 2018 | S | 5,446 | $66.9518 | D | 51,202 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation RightF3,F4 | $11.08 | Sep 28, 2018 | M | 12,000 | D | — | Feb 9, 2020 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1Beneficial holdings include 257 shares acquired pursuant to dividend reinvestment in March, June and September 2018.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.75 to $66.33 inclusive.
- F3Employee Stock-Settled Stock Appreciation Right granted under the 2003 Stock Incentive Plan.
- F4One-fourth of the total shares granted may be exercised on each of the first, second, third, and fourth anniversaries following grant date.
Remarks
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.