SEC Form 4 · accession 0000014930-18-000097
BRUNSWICK CORP · BC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Metzger
Officer — SR. VICE PRESIDENT AND CFO
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2018 | M | 17,500 | $5.86 | A | 146,574 | D | |
| Common Stock | Jun 4, 2018 | M | 10,000 | $11.08 | A | 156,574 | D | |
| Common Stock | Jun 4, 2018 | F | 10,762 | $66.52 | D | 145,812 | D | |
| Common Stock | Jun 4, 2018 | D | 3,208 | $66.52 | D | 142,604 | D | |
| Common StockF2 | Jun 5, 2018 | S | 13,530 | $67.4182 | D | 129,074 | D | |
| Common Stock | holding | — | — | — | 1,137 | I | By Svgs Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation RightF3,F4 | $5.86 | Jun 4, 2018 | M | 17,500 | D | — | May 12, 2019 | Common Stock | 17,500 | 0 | D |
| Stock Settled Stock Appreciation RightF3,F4 | $11.08 | Jun 4, 2018 | M | 10,000 | D | — | Feb 9, 2020 | Common Stock | 10,000 | 35,000 | D |
Explanation of responses
- F1Beneficial holdings include 93 shares acquired pursuant to dividend reinvestment in March, 2018.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.14 to $68.05 inclusive.
- F3Employee Stock-Settled Stock Appreciation Right granted under the Brunswick Corporation 2003 Stock Incentive Plan.
- F4Currently all shares are exercisable.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2018. The trading plan applies to SSARs expiring May 2019 and Feb. 2020.