SEC Form 4 · accession 0000014930-18-000094
BRUNSWICK CORP · BC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Schwabero
Officer — CHAIRMAN AND CEO
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 30, 2018 | M | 15,352 | $3.71 | A | 292,966 | D | |
| Common Stock | May 30, 2018 | M | 16,200 | $5.86 | A | 309,166 | D | |
| Common Stock | May 30, 2018 | F | 12,935 | $64.51 | D | 296,231 | D | |
| Common Stock | May 30, 2018 | D | 2,355 | $64.51 | D | 293,876 | D | |
| Common StockF2 | May 31, 2018 | S | 16,262 | $63.5423 | D | 277,614 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation RightF3,F4 | $3.71 | May 30, 2018 | M | 15,352 | D | — | Feb 9, 2019 | Common Stock | 15,352 | 0 | D |
| Stock Settled Stock Appreciation RightF3,F4 | $5.86 | May 30, 2018 | M | 16,200 | D | — | May 12, 2019 | Common Stock | 16,200 | 30,000 | D |
Explanation of responses
- F1Beneficial holdings include 679 shares acquired pursuant to dividend reinvestment in March, 2018.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.21 to $64.37 inclusive.
- F3Employee Stock-Settled Stock Appreciation Right granted under the Brunswick Corporation 2003 Stock Incentive Plan.
- F4Currently all shares are exercisable.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2017, and amended March 7, 2018. The trading plan applies to SSARs expiring Feb 2019 and May 2019.