SEC Form 4 · accession 0000014930-17-000106
BRUNSWICK CORP · BC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Schwabero
Officer — CHAIRMAN AND CEO
Period of report
Jul 3, 2017
Accepted (ET)
Jul 6, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 3, 2017 | M | 1,804 | $3.71 | A | 219,799 | D | |
| Common Stock | Jul 3, 2017 | D | 105 | $63.7171 | D | 219,694 | D | |
| Common StockF1 | Jul 3, 2017 | S | 1,699 | $63.7171 | D | 217,995 | D | |
| Common Stock | Jul 3, 2017 | M | 1,750 | $5.86 | A | 219,745 | D | |
| Common Stock | Jul 3, 2017 | D | 160 | $63.7423 | D | 219,585 | D | |
| Common StockF2 | Jul 3, 2017 | S | 1,590 | $63.7423 | D | 217,995 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation RightF3,F4 | $3.71 | Jul 3, 2017 | M | 1,804 | D | — | Feb 9, 2019 | Common Stock | 1,804 | 17,140 | D |
| Stock Settled Stock Appreciation RightF3,F4 | $5.86 | Jul 3, 2017 | M | 1,750 | D | — | May 12, 2019 | Common Stock | 1,750 | 47,360 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.76 to $63.71 inclusive.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.77 to $63.71 inclusive.
- F3Employee Stock-Settled Stock Appreciation Right granted under the Brunswick Corporation 2003 Stock Incentive Plan.
- F4One-fourth of the total shares granted may be exercised on each of the first, second, third and fourth anniversaries following grant date.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.