SEC Form 4 · accession 0000014930-17-000104
BRUNSWICK CORP · BC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Schwabero
Officer — CHAIRMAN AND CEO
Period of report
Jun 28, 2017
Accepted (ET)
Jun 30, 2017 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 28, 2017 | M | 16,056 | $3.71 | A | 234,051 | D | |
| Common Stock | Jun 28, 2017 | D | 934 | $63.7447 | D | 233,117 | D | |
| Common StockF2 | Jun 28, 2017 | S | 15,122 | $63.7447 | D | 217,995 | D | |
| Common Stock | Jun 28, 2017 | M | 15,890 | $5.86 | A | 233,885 | D | |
| Common Stock | Jun 28, 2017 | D | 1,460 | $63.7346 | D | 232,425 | D | |
| Common StockF3 | Jun 28, 2017 | S | 14,430 | $63.7346 | D | 217,995 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation RightF4,F5 | $3.71 | Jun 28, 2017 | M | 16,056 | D | — | Feb 9, 2019 | Common Stock | 16,056 | 18,944 | D |
| Stock Settled Stock Appreciation RightF4,F5 | $5.86 | Jun 28, 2017 | M | 15,890 | D | — | May 12, 2019 | Common Stock | 15,890 | 49,110 | D |
Explanation of responses
- F1Beneficial holdings include 982 shares acquired pursuant to dividend reinvestment in March and June, 2017.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.82 to $63.71 inclusive.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.80 to $63.71 inclusive.
- F4Employee Stock-Settled Stock Appreciation Right granted under the Brunswick Corporation 2003 Stock Incentive Plan.
- F5One-fourth of the total shares granted may be exercised on each of the first, second, third and fourth anniversaries following grant date.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.