SEC Form 4 · accession 0000014930-17-000002
BRUNSWICK CORP · BC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Pfeifer
Officer — PRES MERCURY MARINE
Period of report
Jan 10, 2017
Accepted (ET)
Jan 11, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014930
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 10, 2017 | M | 12,500 | $5.86 | A | 58,463 | D | |
| Common Stock | Jan 10, 2017 | D | 1,335 | $54.8672 | D | 57,128 | D | |
| Common Stock | Jan 10, 2017 | M | 8,750 | $3.71 | A | 65,878 | D | |
| Common Stock | Jan 10, 2017 | D | 589 | $55.06 | D | 65,289 | D | |
| Common StockF2 | Jan 10, 2017 | S | 19,193 | $54.9486 | D | 46,096 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Settled Stock Appreciation RightF3,F4 | $5.86 | Jan 10, 2017 | M | 12,500 | D | — | May 12, 2019 | Common Stock | 12,500 | 0 | D |
| Stock Settled Stock Appreciation RightF3,F4 | $3.71 | Jan 10, 2017 | M | 8,750 | D | — | Feb 9, 2019 | Common Stock | 8,750 | 0 | D |
Explanation of responses
- F1Beneficial holdings include 308 shares acquired pursuant to dividend reinvestment in March, June and September, 2016.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.50 to $55.50 inclusive.
- F3Employee Stock-Settled Stock Appreciation Right granted under the 2003 Stock Incentive Plan.
- F4One-fourth of the total shares granted may be exercised on each of the first, second, third, and fourth anniversaries following grant date.
Remarks
These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.