SEC Form 4 · accession 0001567619-19-002291
Knight-Swift Transportation Holdings Inc. · KNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Yu
Officer — CAO of Knight Trans. Inc.
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 6:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 31, 2019 | M | 1,200 | — | A | 17,724 | D | |
| Class A Common Stock | Jan 31, 2019 | F | 393 | $31.75 | D | 17,331 | D | |
| Class A Common StockF1 | Jan 31, 2019 | M | 1,000 | — | A | 18,331 | D | |
| Class A Common Stock | Jan 31, 2019 | F | 328 | $31.75 | D | 18,003 | D | |
| Class A Common StockF1 | Jan 31, 2019 | M | 747 | — | A | 18,750 | D | |
| Class A Common Stock | Jan 31, 2019 | F | 245 | $31.75 | D | 18,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Jan 31, 2019 | M | 1,200 | D | Jan 31, 2019 | — | Class A Common Stock | 1,200 | 4,650 | D |
| Restricted Stock Units | $0.00 | Jan 31, 2019 | M | 1,000 | D | Jan 31, 2019 | Jan 31, 2019 | Class A Common Stock | 1,000 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Jan 31, 2019 | M | 747 | D | Jan 31, 2019 | — | Class A Common Stock | 747 | 1,452 | D |
Explanation of responses
- F1Restricted stock units convert into Class A Common Stock on a one-for-one basis.
- F2The remaining restricted stock units for this grant vest as follows: approximately 7% of the total grant on January 31, 2020, and approximately 8% of the total grant on each of January 31, 2021, 2022 and 2023.
- F3The remaining restricted stock units for this grant vest in two equal installments on January 31, 2020, and January 31, 2021.