SEC Form 4 · accession 0001209191-15-044483
Knight-Swift Transportation Holdings Inc. · KNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Sartor
Officer — Ex VP Natl Network Planning
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | May 18, 2015 | M | 4,000 | $8.80 | A | 10,084 | D | |
| Class A Common Stock | May 18, 2015 | M | 3,000 | $11.00 | A | 13,084 | D | |
| Class A Common StockF1 | May 18, 2015 | S | 7,000 | $24.5142 | D | 6,084 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $8.80 | May 18, 2015 | M | 4,000 | D | Feb 25, 2015 | Feb 25, 2020 | Class A Common Stock | 4,000 | 0 | D |
| Employee Stock Option (right to buy)F2 | $11.00 | May 18, 2015 | M | 3,000 | D | — | Oct 16, 2017 | Class A Common Stock | 3,000 | 100,000 | D |
Explanation of responses
- F1The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.51 to $24.54. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- F2100,000 options are currently vested and exercisable.