SEC Form 4/A · accession 0001140361-18-018277
Knight-Swift Transportation Holdings Inc. · KNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kevin P Knight
Officer — Executive Chairman · Director
Period of report
Jan 31, 2018
Accepted (ET)
Apr 11, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 31, 2018 | M | 4,000 | — | A | 21,301 | D | |
| Class A Common StockF2 | holding | — | — | — | 2,742,577 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Jan 31, 2018 | M | 4,000 | D | Jan 31, 2018 | — | Class A Common Stock | 4,000 | 19,500 | D |
Explanation of responses
- F1This row is being amended to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to transaction code "M"). The row in the original Form 4 reporting the withholding of shares to satisfy tax obligations is not being amended. Therefore, the ultimate beneficial ownership of the reporting person as of January 31, 2018 is presented in the original Form 4. This row is also amended to calrify the number of shares the reporting person owned directly after the transaction.
- F2This row is added to clarify the number of shares owned indirectly by the reporting person after the transaction.
- F3This row is added to show the conversion of restricted stock units upon vesting.
- F4The remaining restricted stock units for this grant vest as follows: approximately 20.5% on January 31, 2019, approximately 18% on January 31, 2020, and approximately 20.5% on each of January 31, 2021, 2022, and 2023.