SEC Form 4/A · accession 0001140361-18-018251
Knight-Swift Transportation Holdings Inc. · KNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James E. Updike Jr.
Officer — EVP Sales & Mkt, Knight Trans.
Period of report
Jan 31, 2018
Accepted (ET)
Apr 11, 2018 · 6:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 31, 2018 | M | 2,400 | — | A | 24,713 | D | |
| Class A Common StockF1 | Jan 31, 2018 | M | 2,000 | — | A | 25,594 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | $0.00 | Jan 31, 2018 | M | 2,400 | D | Jan 31, 2018 | — | Class A Common Stock | 2,400 | 11,700 | D |
| Restricted Stock UnitsF2 | $0.00 | Jan 31, 2018 | M | 2,000 | D | Jan 31, 2018 | Jan 31, 2018 | Class A Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1This row is being amended to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to transaction code "M"). The rows on the original Form 4 showing the withholding of shares to satisfy tax obligations are not being amended. Therefore, the ultimate beneficial ownership of the reporting person as of January 31, 2018 is presented on the original Form 4.
- F2This row is added to show the conversion of restricted stock units upon vesting.
- F3The remaining restricted stock units for this grant vest as follows: approximately 20.5% on January 31, 2019, approximately 18% on January 31, 2020, and approximately 20.5% on each of January 31, 2021, 2022, and 2023.