SEC Form 4/A · accession 0001140361-18-018185
Knight-Swift Transportation Holdings Inc. · KNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Todd F. Carlson
Officer — General Counsel and Secretary
Period of report
Jan 31, 2018
Accepted (ET)
Apr 11, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 31, 2018 | M | 1,200 | — | A | 14,581 | D | |
| Class A Common StockF2 | Jan 31, 2018 | F | 394 | $49.79 | D | 14,187 | D | |
| Class A Common StockF1 | Jan 31, 2018 | M | 1,000 | — | A | 15,187 | D | |
| Class A Common StockF2 | Jan 31, 2018 | F | 310 | $49.79 | D | 14,877 | D | |
| Class A Common StockF1 | Jan 31, 2018 | M | 1,400 | — | A | 16,277 | D | |
| Class A Common StockF2 | Jan 31, 2018 | F | 374 | $49.79 | D | 15,903 | D | |
| Class A Common StockF3 | holding | — | — | — | 7,257 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | $0.00 | Jan 31, 2018 | M | 1,200 | D | Jan 31, 2018 | — | Class A Common Stock | 1,200 | 5,850 | D |
| Restricted Stock UnitsF4 | $0.00 | Jan 31, 2018 | M | 1,000 | D | Jan 31, 2018 | Jan 31, 2018 | Class A Common Stock | 1,000 | 0 | D |
| Restricted Stock UnitsF4,F6 | $0.00 | Jan 31, 2018 | M | 1,400 | D | Jan 31, 2018 | — | Class A Common Stock | 1,400 | 1,400 | D |
Explanation of responses
- F1This row is being amended to clarify the number of shares owned directly by the reporting person after the transaction and to show that the shares were acquired upon the conversion of restricted stock units (changing from transaction code "A" to "M").
- F2This row is being amended to clarify the number of shares owned directly by the reporting person after the transaction.
- F3This row is being added to clarify the number of shares owned indirectly by the reporting person after the transaction.
- F4This row is added to show the conversion of restricted stock units upon vesting.
- F5The remaining restricted stock units for this grant vest as follows approximately 20.5% on January 31, 2019, approximately 18% on January 31, 2020, and approximately 20.5% on each of January 31, 2021, 2022, and 2023.
- F6The remaining restricted stock units for this grant vest on January 31, 2019.