SEC Form 4 · accession 0000899243-15-002357
Knight-Swift Transportation Holdings Inc. · KNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Sartor
Officer — Ex VP Natl Network Planning
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 3, 2015 | M | 5,000 | $11.00 | A | 13,436 | D | |
| Class A Common StockF1 | Aug 3, 2015 | S | 5,000 | $24.5221 | D | 8,436 | D | |
| Class A Common StockF2 | Aug 3, 2015 | S | 654 | $24.4727 | D | 7,782 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right-to-buy)F3 | $11.00 | Aug 3, 2015 | M | 5,000 | D | — | Oct 16, 2017 | Class A Common Stock | 5,000 | 95,000 | D |
Explanation of responses
- F1The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.50 to $24.55. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- F2The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.47 to $24.48. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- F3Represents a grant of 120,000 options on October 16, 2007, which vested and became exercisable as to 40,000 shares on each of October 16, 2010, October 16, 2011 and October 16, 2012. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.