SEC Form 4 · accession 0001209191-18-027603
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier G Teruel
Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 1, 2018 | A | 5,205 | $30.74 | A | 39,319 | D | |
| Common Stock | May 2, 2018 | M | 9,157 | $29.83 | A | 48,476 | D | |
| Common Stock | May 2, 2018 | F | 9,042 | $30.21 | D | 39,434 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F3 | $29.83 | May 2, 2018 | M | 9,157 | D | — | May 2, 2018 | Common Stock | 9,157 | 0 | D |
Explanation of responses
- F1Represents deferred stock units issued to the Reporting Person at the closing trading price as of May 1, 2018. The deferred stock units each represent one share of Nielsen common stock and vest in four substantially equal installments on each of August 1, 2018, November 1, 2018, February 1, 2019 and May 1, 2019.
- F2Reflects the auto-exercise of options immediately prior to their expiration.
- F3These options to purchase shares of common stock were fully vested.