SEC Form 4 · accession 0001209191-18-005872
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Javier G Teruel
Director
Period of report
Jan 25, 2018
Accepted (ET)
Jan 29, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2018 | M | 12,515 | $23.00 | A | 40,965 | D | |
| Common Stock | Jan 25, 2018 | F | 7,738 | $37.20 | D | 33,227 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F2 | $23.00 | Jan 25, 2018 | M | 12,515 | A | — | Jan 25, 2018 | Common Stock | 12,515 | 0 | D |
Explanation of responses
- F1Reflects the auto-exercise of options immediately prior to their expiration.
- F2These options to purchase shares of common stock were fully vested.