SEC Form 4 · accession 0001209191-17-052059
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen M Hoguet
Director
Period of report
Sep 6, 2017
Accepted (ET)
Sep 8, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 6, 2017 | M | 12,515 | $23.00 | A | 44,080 | D | |
| Common StockF1 | Sep 6, 2017 | S | 5,215 | $39.02 | D | 38,865 | D | |
| Common StockF2 | Sep 6, 2017 | S | 7,300 | $39.01 | D | 31,565 | D | |
| Common Stock | Sep 6, 2017 | M | 6,105 | $29.83 | A | 37,670 | D | |
| Common StockF3 | Sep 6, 2017 | S | 6,105 | $39.01 | D | 31,565 | D | |
| Common StockF4 | Sep 7, 2017 | A | 243 | $0.00 | A | 31,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F5 | $23.00 | Sep 6, 2017 | D | 12,515 | D | — | Jan 25, 2021 | Common Stock | 12,515 | 0 | D |
| Options to Purchase Common Stock (right to buy)F5 | $29.83 | Sep 6, 2017 | D | 6,105 | D | — | May 2, 2021 | Common Stock | 6,105 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.004 to $39.070, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.000 to $39.028, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.000 to $39.050, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- F4Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on deferred stock units.
- F5These options to purchase shares of common stock are currently vested and are exercisable.