SEC Form 4/A · accession 0001209191-17-018661
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dwight Barns
Officer — Chief Executive Officer
Period of report
Feb 17, 2017
Accepted (ET)
Mar 7, 2017 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 17, 2017 | A | 5,512 | $0.00 | A | 227,887 | D | |
| Common StockF1,F3 | Feb 17, 2017 | A | 24,960 | $0.00 | A | 252,847 | D | |
| Common StockF1 | Feb 17, 2017 | F | 1,837 | $45.08 | D | 251,010 | D | |
| Common StockF1 | Feb 17, 2017 | F | 10,306 | $44.85 | D | 240,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Amendment is being filed to correct the transaction dates reported in the original Form 4 filed on February 22, 2017 ("Original Form 4"). Due to administrative error, the Original Form 4 incorrectly reported the transaction dates as February 17, 2016. The correct transaction dates were February 17, 2017.
- F2Represents restricted stock of the Issuer, with a two year pro rata annual vesting provision beginning one year after the date of grant.
- F3Represents common stock of the Issuer acquired upon settlement of a performance-based restricted stock award previously granted to the Reporting Person.