SEC Form 4 · accession 0001209191-16-148368

Nielsen Holdings plc · NLSN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP & Corporate Controller

Period of report

Nov 2, 2016

Accepted (ET)

Nov 4, 2016 · 12:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001492633

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 2, 2016	M	2,375	$36.56	A	18,266	D
Common Stock	Nov 2, 2016	M	2,375	$41.92	A	20,641	D
Common Stock^F1	Nov 2, 2016	S	5,574	$45.72	D	15,067	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to Purchase Common Stock (right to buy)^F2	$36.56	Nov 2, 2016	M	2,375	D	—	Sep 25, 2020	Common Stock	2,375	2,375	D
Options to Purchase Common Stock (right to buy)^F3	$41.92	Nov 2, 2016	M	2,375	D	—	Oct 29, 2021	Common Stock	2,375	4,750	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $45.646 to $45.71, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013).
F3Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (October 29, 2014).