SEC Form 4 · accession 0001209191-16-146710
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwight Barns
Officer — Chief Executive Officer
Period of report
Oct 20, 2016
Accepted (ET)
Oct 24, 2016 · 3:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2016 | A | 27,752 | $0.00 | A | 230,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (Right to Buy)F2 | $54.05 | Oct 20, 2016 | A | 191,571 | A | — | Oct 20, 2023 | Common Stock | 191,571 | 191,571 | D |
Explanation of responses
- F1Represents restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (October 20, 2016).
- F2Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (October 20, 2016)