SEC Form 4 · accession 0001209191-16-122866
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Charlton
Officer — SVP & Corporate Controller
Period of report
May 20, 2016
Accepted (ET)
May 24, 2016 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2016 | M | 2,375 | $36.56 | A | 19,187 | D | |
| Common Stock | May 20, 2016 | M | 2,375 | $41.92 | A | 21,562 | D | |
| Common Stock | May 20, 2016 | S | 1,375 | $52.35 | D | 20,187 | D | |
| Common Stock | May 20, 2016 | S | 2,809 | $52.36 | D | 17,378 | D | |
| Common Stock | May 20, 2016 | S | 566 | $52.37 | D | 16,812 | D | |
| Common Stock | May 20, 2016 | S | 578 | $52.274 | D | 16,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F1 | $36.56 | May 20, 2016 | M | 2,375 | D | — | Sep 25, 2020 | Common Stock | 2,375 | 4,750 | D |
| Options to Purchase Common Stock (right to buy)F2 | $41.92 | May 20, 2016 | M | 2,375 | D | — | Oct 29, 2021 | Common Stock | 2,375 | 7,125 | D |
Explanation of responses
- F1Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (September 25, 2013).
- F2Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (October 29, 2014).