SEC Form 4 · accession 0001209191-16-110381
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Elizabeth Finn
Officer — Chief Human Resources Officer
Period of report
Mar 22, 2016
Accepted (ET)
Mar 24, 2016 · 12:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 22, 2016 | M | 5,657 | $32.00 | A | 61,595 | D | |
| Common Stock | Mar 22, 2016 | M | 3,562 | $16.00 | A | 65,157 | D | |
| Common Stock | Mar 22, 2016 | S | 9,219 | $52.02 | D | 55,938 | D | |
| Common StockF2 | holding | — | — | — | 1,600 | I | By Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF3 | $32.00 | Mar 22, 2016 | M | 5,657 | D | — | Nov 15, 2017 | Common Stock | 5,657 | 0 | D |
| Options to purchase Common StockF3 | $16.00 | Mar 22, 2016 | M | 3,562 | D | — | Nov 15, 2017 | Common Stock | 3,562 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan.
- F2The Reporting Person disclaims beneficial ownership of the securities held by her children except to the extent of her pecuniary interest therein.
- F3The options to purchase shares of common stock are currently vested and are exercisable.