SEC Form 4 · accession 0001209191-16-101155
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Mary Elizabeth Finn
Officer — Chief Human Resources Officer
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 8:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2016 | A | 2,247 | $0.00 | A | 44,901 | D | |
| Common StockF2 | Feb 18, 2016 | A | 20,032 | $0.00 | A | 64,933 | D | |
| Common StockF3 | Feb 18, 2016 | F | 8,553 | $47.85 | D | 56,380 | D | |
| Common StockF4 | holding | — | — | — | 500 | I | By Children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units of the Issuer, with a 2 year pro rata annual vesting provision beginning one year after the date of grant.
- F2Represents common stock of the issuer acquired upon settlement of a performance-based restricted stock award previously granted to the Reporting Person.
- F3This number represents an estimate of the number of shares of stock withheld to satisfy the Reporting Person's tax liability obligations in connection with the vesting of the performance share award and is subject to change as a result of the final calculation. The Reporting Person undertakes to amend this Form 4, if necessary, following the final calculation.
- F4The Reporting Person disclaims beneficial ownership of the securities held by the children except to the extent of her pecuniary interest therein.