SEC Form 4 · accession 0001209191-15-087307
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arvin Kash
Officer — Vice Chairman
Period of report
Dec 24, 2015
Accepted (ET)
Dec 29, 2015 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 24, 2015 | M | 8,203 | $16.00 | A | 45,501 | D | |
| Common Stock | Dec 24, 2015 | S | 4,898 | $46.463 | D | 40,603 | D | |
| Common Stock | Dec 24, 2015 | S | 400 | $46.465 | D | 40,203 | D | |
| Common StockF1 | Dec 28, 2015 | G | 537 | $0.00 | D | 39,666 | D | |
| Common StockF2 | holding | — | — | — | 37,104 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F3 | $16.00 | Dec 24, 2015 | M | 8,203 | D | — | May 26, 2019 | Common Stock | 8,203 | 8,609 | D |
Explanation of responses
- F1Represents a charitable donation from the Reporting Person.
- F2These securities are held by a trust for the benefit of the Reporting Person's daughter over which the Reporting Person may have investment discretion. The Reporting Person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.
- F3These options to purchase shares of common stock are currently vested and are exercisable.