SEC Form 4 · accession 0001209191-15-079634
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian West
Officer — Chief Operating Officer
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2015 | M | 1,900 | $18.40 | A | 190,405 | D | |
| Common Stock | Nov 9, 2015 | S | 1,900 | $48.00 | D | 188,505 | D | |
| Common Stock | Nov 10, 2015 | M | 3,013 | $18.40 | A | 191,518 | D | |
| Common Stock | Nov 10, 2015 | S | 3,013 | $48.00 | D | 188,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F1 | $18.40 | Nov 9, 2015 | M | 1,900 | D | — | Mar 18, 2020 | Common Stock | 1,900 | 60,600 | D |
| Options to Purchase Common Stock (right to buy)F1 | $18.40 | Nov 10, 2015 | M | 3,013 | D | — | Mar 18, 2020 | Common Stock | 3,013 | 57,587 | D |
Explanation of responses
- F1These options to purchase shares of common stock are currently vested and exercisable.