SEC Form 4 · accession 0001209191-15-077463
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Elizabeth Finn
Officer — Chief Human Resources Officer
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | A | 6,205 | $0.00 | A | 45,549 | D | |
| Common Stock | Oct 29, 2015 | F | 804 | $47.95 | D | 44,745 | D | |
| Common StockF2 | holding | — | — | — | 500 | I | By Children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F3 | $48.35 | Oct 28, 2015 | A | 36,946 | A | — | Oct 28, 2022 | Common Stock | 36,946 | 36,946 | D |
Explanation of responses
- F1Represents restricted stock units of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (October 28, 2015).
- F2The Reporting Person disclaims beneficial ownership of the securities held by the children except to the extent of her pecuniary interest therein.
- F3Represents options to purchase shares of common stock of the Issuer, which ratably vest in annual installments over 4 years beginning one year after the grant date (October 28, 2015).