SEC Form 4 · accession 0001209191-15-065189
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwight Barns
Officer — Chief Executive Officer
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2015 | M | 4,499 | $16.00 | A | 143,343 | D | |
| Common Stock | Aug 7, 2015 | M | 7,461 | $32.00 | A | 150,804 | D | |
| Common Stock | Aug 7, 2015 | S | 11,960 | $46.34 | D | 138,844 | D | |
| Common Stock | Aug 10, 2015 | M | 2,247 | $16.00 | A | 141,091 | D | |
| Common Stock | Aug 10, 2015 | M | 2,274 | $32.00 | A | 143,365 | D | |
| Common Stock | Aug 10, 2015 | S | 876 | $47.28 | D | 142,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common stock (right to buy)F2 | $16.00 | Aug 7, 2015 | M | 4,499 | D | — | Mar 5, 2017 | Common Stock | 4,499 | 1,735 | D |
| Options to purchase common stock (right to buy)F2 | $32.00 | Aug 7, 2015 | M | 7,461 | D | — | Mar 5, 2017 | Commom Stock | 7,461 | 1,398 | D |
| Options to purchase common stock (right to buy)F2 | $16.00 | Aug 10, 2015 | M | 1,735 | D | — | Mar 5, 2017 | Common Stock | 1,735 | 0 | D |
| Options to purchase common stock (right to buy)F2 | $16.00 | Aug 10, 2015 | M | 512 | D | — | Mar 5, 2017 | Common Stock | 512 | 0 | D |
| Options to purchase common stock (right to buy)F2 | $32.00 | Aug 10, 2015 | M | 1,235 | D | — | Mar 5, 2017 | Common Stock | 1,235 | 163 | D |
| Options to purchase common stock (right to buy)F2 | $32.00 | Aug 10, 2015 | M | 1,039 | D | — | Mar 5, 2017 | Common Stock | 1,039 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2These options to purchase shares of common stock are currently vested and are exercisable.