SEC Form 4 · accession 0001181431-15-005935
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dwight Barns
Officer — Chief Executive Officer
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 12:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | M | 11,136 | $16.00 | A | 150,518 | D | |
| Common Stock | Apr 15, 2015 | S | 11,136 | $46.02 | D | 139,382 | D | |
| Common Stock | Apr 16, 2015 | M | 5,508 | $16.00 | A | 144,890 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase common stock (right to buy)F2 | $16.00 | Apr 15, 2015 | M | 11,136 | D | — | Mar 5, 2017 | Common Stock | 11,136 | 6,020 | D |
| Options to Purchase common stock (right to buy)F2 | $16.00 | Apr 16, 2015 | M | 5,508 | D | — | Mar 5, 2007 | Common Stock | 5,508 | 512 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2These options to purchase shares of common stock are currently vested and exercisable.