SEC Form 4 · accession 0001181431-15-002571
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Cuminale
Officer — Chief Legal Officer
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 1:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2015 | A | 5,337 | $0.00 | A | 93,154 | D | |
| Common StockF2 | holding | — | — | — | 16,497 | I | By GRATs | |
| Common StockF3 | holding | — | — | — | 12,340 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock of the Issuer, with a 2 year pro rata annual vesting provision beginning one year after the date of grant.
- F2These securities are held by grantor retained annuity trusts for which the Reporting Person is the sole trustee and sole annuitant. The reporting person disclaims beneficial ownership of the securities held by the trusts except to the extent of his pecuniary interest therein.
- F3These securities are held by a trust for which the Reporting Person's wife is the sole trustee and beneficiary. The reporting person disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein.