SEC Form 4/A · accession 0000899243-19-001361
Nielsen Holdings plc · NLSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David W Kenny
Officer — Chief Executive Officer · Director
Period of report
Dec 3, 2018
Accepted (ET)
Jan 17, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492633
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock (right to buy)F1,F2 | $28.19 | Dec 3, 2018 | A | 367,031 | A | — | Dec 3, 2025 | Common Stock | 367,031 | 367,031 | D |
Explanation of responses
- F1This Amendment is being filed to correct the exercise price reported in the original Form 4 filed on December 4, 2018 ("Original Form 4"). Due to administrative error, the Original Form 4 inadvertently reported an exercise price of $25.79 instead of $28.19.
- F2These options to purchase shares of common stock are subject to both performance and time vesting requirements. The performance vesting requirement will be satisfied upon the Issuer's common stock achieving a closing market price per share of at least $32.24 for a period of at least 21 consecutive trading days before December 31, 2021. The time vesting requirement will be satisfied in three equal annual installments beginning on December 31, 2019.