SEC Form 3 · accession 0001209191-19-013869
Horizon Pharma plc · HZNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Kent
Officer — See remarks
Period of report
Feb 20, 2019
Accepted (ET)
Feb 26, 2019 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 101,960 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock options (right to buy)F1 | $3.95 | holding | — | — | — | — | Jun 7, 2022 | Ordinary Shares | 20,000 | — | D |
| Employee stock options (right to buy)F1 | $7.61 | holding | — | — | — | — | Jan 1, 2024 | Ordinary Shares | 18,000 | — | D |
| Employee stock options (right to buy)F2 | $22.14 | holding | — | — | — | — | Mar 22, 2025 | Ordinary Shares | 53,666 | — | D |
| Restricted Stock UnitsF3 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 6,500 | — | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 20,000 | — | D |
| Restricted Stock UnitsF5 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 15,000 | — | D |
| Restricted Stock UnitsF6 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 13,400 | — | D |
| Restricted Stock UnitsF7 | $0.00 | holding | — | — | — | — | — | Ordinary Shares | 24,521 | — | D |
Explanation of responses
- F1Fully vested
- F225% of the shares subject to the option vested and become exercisable on March 23, 2016 and the remaining shares vest in 36 equal monthly installments thereafter.
- F3The RSU's vest 1/4th annually on each anniversary of March 23, 2015.
- F4The RSU's vest 50% annually on each anniversary of August 1, 2017.
- F5The RSU's vest 1/3rd annually on each anniversary of June 10, 2018.
- F6The RSU's vest 1/3rd annually on each anniversary of January 5, 2018.
- F7The RSU's vest 1/3rd annually on each anniversary of January 5, 2019.
Remarks
Officer Title: SVP, Head of Medical Affairs & Outcomes Research.