SEC Form 4 · accession 0001209191-18-050899
Horizon Pharma plc · HZNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Irina Konstantinovsky
Officer — EVP, Chief Human Resources Off
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Sep 11, 2018 | M | 16,014 | — | A | 16,014 | D | |
| Ordinary Shares | Sep 11, 2018 | F | 7,095 | $20.51 | D | 8,919 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 11, 2018 | M | 16,014 | D | — | — | Ordinary shares | 16,014 | 48,042 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
- F2The restricted stock units vest in four annual installments of 16,014 shares, on each anniversary of the grant date (September 11, 2017).