SEC Form 4 · accession 0001209191-15-006341
Horizon Pharma plc · HZNP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Walbert
Officer — Chairman, President and CEO · Director
Period of report
Dec 8, 2014
Accepted (ET)
Jan 26, 2015 · 8:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001492426
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Dec 8, 2014 | M | 33,210 | — | A | 47,270 | D | |
| Ordinary Shares | Dec 8, 2014 | F | 14,065 | $12.99 | D | 33,205 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 8, 2014 | M | 33,210 | D | — | — | Ordinary Shares | 66,421 | 33,211 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
- F2On December 8, 2011, the reporting person was granted 132,842 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.