SEC Form 4 · accession 0001127602-16-044816
COCA-COLA EUROPEAN PARTNERS US, LLC · CCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Brock
Officer — Chairman and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2016 | M | 104,150 | $14.19 | A | 653,415 | D | |
| Common Stock | Mar 1, 2016 | M | 120,462 | $14.94 | A | 773,877 | D | |
| Common StockF2 | Mar 1, 2016 | S | 224,612 | $49.0132 | D | 549,265 | D | |
| Common Stock | Mar 2, 2016 | M | 75,329 | $14.19 | A | 624,594 | D | |
| Common Stock | Mar 2, 2016 | M | 159,155 | $14.94 | A | 783,749 | D | |
| Common StockF3 | Mar 2, 2016 | S | 234,484 | $48.4892 | D | 549,265 | D | |
| Common Stock | Mar 3, 2016 | M | 39,328 | $14.19 | A | 588,593 | D | |
| Common Stock | Mar 3, 2016 | M | 92,355 | $14.94 | A | 680,948 | D | |
| Common StockF4 | Mar 3, 2016 | S | 131,683 | $48.4092 | D | 549,265 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2006 Special Stock Option Awards | $14.19 | Mar 1, 2016 | M | 104,150 | D | Apr 25, 2007 | Apr 25, 2016 | Common Stock | 104,150 | 114,657 | D |
| 2006 Stock Option Awards | $14.94 | Mar 1, 2016 | M | 120,462 | D | Aug 3, 2007 | Aug 3, 2016 | Common Stock | 120,462 | 251,510 | D |
| 2006 Special Stock Option Awards | $14.19 | Mar 2, 2016 | M | 75,329 | D | Apr 25, 2007 | Apr 25, 2016 | Common Stock | 75,329 | 39,328 | D |
| 2006 Stock Option Awards | $14.94 | Mar 2, 2016 | M | 159,155 | D | Aug 3, 2007 | Aug 3, 2016 | Common Stock | 159,155 | 92,355 | D |
| 2006 Special Stock Option Awards | $14.19 | Mar 3, 2016 | M | 39,328 | D | Apr 25, 2007 | Apr 25, 2016 | Common Stock | 39,328 | 0 | D |
| 2006 Stock Option Awards | $14.94 | Mar 3, 2016 | M | 92,355 | D | Aug 3, 2007 | Aug 3, 2016 | Common Stock | 92,355 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 trading plan.
- F2The 224,612 shares were sold through separate trades, with the sale prices ranging from $48.58 to 49.25, and a weighted average sales price of $49.0132.
- F3The 234,484 shares were sold through separate trades, with the sale prices ranging from $48.37 to $48.73, and a weighted average sale price of $48.4892.
- F4The 131.683 shares were sold through separate trades, with the sale prices ranging from $48.25 to $48.74, and a weighted average sale price of $48.4092.
- F5These options were exercised pursuant to a 10b5-1 trading plan.