SEC Form 4 · accession 0001127602-15-030123
COCA-COLA EUROPEAN PARTNERS US, LLC · CCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Brock
Officer — Chairman and CEO · Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 3:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 218,807 | $14.19 | A | 997,850 | D | |
| Common StockF2 | Nov 2, 2015 | S | 218,807 | $51.2456 | D | 779,043 | D | |
| Common Stock | Nov 3, 2015 | G | 492 | $0.00 | D | 778,551 | D | |
| Common Stock | Nov 3, 2015 | G | 655 | $0.00 | D | 777,896 | D | |
| Common Stock | Nov 3, 2015 | G | 9,824 | $0.00 | D | 768,072 | D | |
| Common StockF4 | holding | — | — | — | 110,500 | I | Brock 2014 GRAT | |
| Common StockF5 | holding | — | — | — | 387,372 | I | Brock 2015 GRAT | |
| Common Stock | holding | — | — | — | 43,490 | I | Brock Descendants Trust | |
| Common Stock | holding | — | — | — | 50,600 | I | Brock Trust, by spouse as trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2006 Special Stock Option Awards | $14.19 | Nov 2, 2015 | M | 218,807 | D | Apr 25, 2007 | Apr 25, 2016 | Common Stock | 218,807 | 437,614 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 trading plan.
- F2The 218,807 shares were sold through separate trades, with the sale prices ranging from $51.04 to $51.52, and a weighted average sale price of $51.2456.
- F3Gift to charitable organization of shares owned by reporting person, pursuant to a 10b5-1 trading plan.
- F4The reporting person transferred 110,500 shares to a grantor retained annuity trust (GRAT). As he is the trustee of such GRAT, the shares are indirectly owned by him.
- F5The reporting person transferred 387,372 shares to a grantor retained annuity trust (GRAT). As he is the trustee of such GRAT, the shares are indirectly owned by him.
- F6These options were exercised pursuant to a 10b5-1 trading plan.