SEC Form 4 · accession 0001127602-15-026203
COCA-COLA EUROPEAN PARTNERS US, LLC · CCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Brock
Officer — Chairman and CEO · Director
Period of report
Nov 5, 2014
Accepted (ET)
Aug 31, 2015 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2014 | G | 50 | — | D | 1,147,109 | D | |
| Common StockF2 | Mar 10, 2015 | G | 43,490 | — | D | 0 | I | by GRAT |
| Common StockF2 | Mar 10, 2015 | G | 43,490 | — | A | 43,490 | I | Brock Descendants Trust |
| Common StockF1 | May 4, 2015 | G | 3,663 | — | D | 1,295,654 | D | |
| Common StockF1 | May 18, 2015 | G | 16,159 | — | D | 1,279,495 | D | |
| Common StockF1 | Aug 4, 2015 | G | 2,058 | — | D | 1,277,437 | D | |
| Common StockF1 | Aug 4, 2015 | G | 522 | — | D | 1,276,915 | D | |
| Common Stock | holding | — | — | — | 50,600 | I | Brock Trust, by spouse as trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Gift to charitable organization of shares owned by reporting person, pursuant to a 10b5-1 trading plan.
- F2On December 10, 2012, the reporting person contributed 158,000 shares of CCE common stock to a grantor retained annuity trust or "GRAT" for the benefit of himself and his adult children. On March 10, 2015, 43,490 of the shares were transferred to a trust for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust. The remaining 114,510 were distributed to the reporting person and are reported in this Form 4 as directly owned.