SEC Form 4 · accession 0001127602-15-016023
COCA-COLA EUROPEAN PARTNERS US, LLC · CCE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Brock
Officer — Chairman and CEO · Director
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001491675
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | A | 89,820 | — | A | 1,340,325 | D | |
| Common StockF2 | Apr 30, 2015 | F | 40,958 | $44.95 | D | 1,299,367 | D | |
| Common StockF3 | May 1, 2015 | M | 218,807 | $14.19 | A | 1,518,174 | D | |
| Common StockF3,F4 | May 1, 2015 | S$0 | 218,807 | — | D | 1,299,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2006 Special Stock Option AwardsF3 | $14.19 | May 1, 2015 | M | 218,807 | D | Apr 25, 2007 | Apr 25, 2016 | Common Stock | 218,807 | 656,421 | D |
Explanation of responses
- F1Shares were granted by the company to reporting person upon the vesting of their 2011 performance share unit award.
- F2Withholding of shares of common stock to satisfy the tax withholding obligations in connection with the vesting of reporting person's award.
- F3These options were exercised and shares were sold pursuant to a 10b5-1 trading plan.
- F4These shares were sold at various prices ranging from $44.26 to $44.91.